FT. LAUDERDALE, Fla., Aug. 29, 2022 (GLOBE NEWSWIRE) — Investor Alert: Following SEC fines of over $2 million and FINRA fines of over $1 million against Aegis Capital Corp, investors in Variable interest rate products We encourage you to contact the law firm of Mark Tepper and/or Investment Loss Recovery to learn more about your rights to claim recovery of losses. Has your Aegis Capital broker recommended investments in non-traditional exchange-traded funds (ETFs) such as Direction Daily Financial Bull 3X [FAS: NYSE Arca] and other leverage Direxion bull and bear funds without explaining the risks? If so, you have the right to file a FINRA Securities claim for loss recovery.
Aegis Capital Corp, with offices in numerous states including Boca Raton, Florida and New York, was recently fined by the SEC and FINRA for specific violations of securities law, including trading excessive, unauthorized transactions, inappropriate recommendations of variable interest rate products and recommended investments. in non-traditional Exchange Traded Funds (ETFs).
Law firm Mark Tepper and Investment Loss Recovery are also investigating improper recommendations by Aegis Capital Corp regarding L bonds issued by GWG Holdings, Inc. [NASDAQ: GWGH] now [OTCMKTS: GWGHQ]
“Time to file a claim is limited, so investors need to act quickly,” said attorney Mark Tepper, former chief counsel for the New York Attorney General’s Office of Investor and Securities Protection. “If you have or have had an account with Aegis Capital Corp and you have suffered losses, you can contact us for a free case assessment.”
For no-cost case evaluation, email attorney Mark A. Tepper at [email protected], call him at 954-961-0096 or visit InvestmentLossRecovery.com to submit a confidential online request. .
About Mark A. Tepper, Pennsylvania. (MarkTepper.com)
Lawyer Mark A. Tepper has earned the reputation of “Investor Advocate” while practicing law for more than 40 years representing individual investors. FINRA arbitrators have upheld stockbroker fraud claims filed by Mr. Tepper against numerous brokerage firms. A member of the bars of Florida, New York and California, Mr. Tepper has been peer-reviewed for 21 consecutive years as an AV PREEMINENT® for Ethical Standards and Legal Capacity. This is the highest rated attorney in the Martindale-Hubbell Law Directory.
Mark Hopkinson, NewsMark Public Relations
561-852-5767 [email protected]